Key Considerations for Building an Effective Compliance Program
October 26, 2022
An effective compliance program is crucial to many businesses—especially those in regulated industries. Ensuring policies are proactively put in place to mitigate harmful and damaging communication helps businesses adhere to compliance rules set out by regulatory bodies like the SEC, FINRA, FERC, and the DOJ to name a few. However, this is often easier said than done due to the many moving parts and pieces to consider. For example, are your outgoing communications compliant? Are you following the Department of Justice (DOJ) guidelines? Is your compliance training effective? Are your employees communicating on approved or unapproved channels? Explore how Fairwords helps organizations address these items and more in the articles featured below.